Publications related to the Industry: Technology
Informed Employer
Sept. 12, 2012
(Ice Miller Electronic Newsletter)
August 2012 Securities Litigation & Regulation Update Newsletter
Aug. 31, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
Informed Employer
Aug. 29, 2012
(Ice Miller Electronic Newsletter)
Alert: NLRB's Continued Focus on the Non-Union Setting
Aug. 15, 2012
By Byron Myers
(Ice Miller Electronic Newsletter)
It's Not Your Father's NLRB Anymore!
Aug. 1, 2012
By Michael Boldt
(Ice Miller Electronic Newsletter)
Informed Employer
Aug. 1, 2012
(Ice Miller Electronic Newsletter)
NASAA Requests Public Comment on Proposed Revision to Form ADV
July 31, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
Litigation Resulting from LIBOR Manipulation Will Grow for Years
July 31, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
Second Circuit Finding that the Discovery Rule Applies to SEC Enforcement Action for Civil Penalties Allows the SEC to Bring Claims Years after the Alleged Conduct
July 31, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
FINRA Executive VP Sees "a lot of Agreement" Over SRO Model for Advisers
July 31, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
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