Publications related to the Industry: Technology
SEC Approves FINRA Rules Increasing Arbitration Limits
July 31, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
July 2012 Securities Litigation & Regulation Update Newsletter
July 31, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
Highway Bill Contains Pension Interest Rate Stabilization and PBGC Premiums Increase Provisions
July 13, 2012
By Eric Dawes
(Employee Benefits E-Update
)
FINRA'S 'Know Your Customer' Rules to Take Effect
June 29, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
Eleventh Circuit Decision Holds that Limited Oral Misrepresentations Can Trump Contradictory Written Representations and Rise to the Level of 'Material'
June 29, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
Eleventh Circuit Holds that a Misrepresentation that Only Influences an Individual’s Choice of Broker-Dealers Cannot Form the Basis for § 10(B) Liability
June 29, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
The SEC Delays Investment Advisors Pay-to-Play Third-Party Solicitation Ban of Public Pension Funds
June 29, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
June 2012 Securities Litigation & Regulation Update Newsletter
June 29, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
Does Anyone Win in Shareholder Lawsuits?
May 31, 2012
By Patrick Kennedy
(Ice Miller Electronic Newsletter)
House Financial Services Chair Introduces Investment Advisor SRO Oversight Act; NASAA, FINRA Square Off
May 30, 2012
By Philip Whistler, Albert Lin, Matthew Fornshell, Ross Fulton
(Ice Miller Electronic Newsletter)
Previous | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | 24 | 25 | 26 | 27 | 28 | 29 | 30 | 31 | 32 | 33 | 34 | 35 | 36 | 37 | 38 | 39 | 40 | Next
