Dealing with Regulatory Matters

We counsel banking clients on complex and novel issues arising under the statutes and regulations governing the financial services industry. We help individuals and institutions obtain regulatory approval for new initiatives or proposals, defend enforcement actions and investigations initiated by regulators, develop compliance programs, and address financial reporting and disclosure issues presented by agency enforcement initiatives. We have represented banking industry interests as amicus curiae in appellate litigation concerning commercial law and other legal issues affecting Indiana banks. We have also litigated officers' and directors' liability issues in connection with receiverships of insolvent financial institutions.

Click here to find out more about Dealing with Regulatory Matters