Dealing with Regulatory Matters

Examples of Ice Miller's recent experiences in dealing with regulatory matters:

• Representation in obtaining regulatory consent to establishment of investment securities holding companies and other qualifying subsidiaries
• Representation in responding to criticisms made by examiners and regulatory requests for the execution of board resolutions, memoranda of understanding, and formal cease and desist orders
• Representation in the obtaining of deposit insurance and regulatory approval for the formation of a new commercial bank
• Representation in the obtaining of regulatory approval for the acquisition by a bank holding company of a community bank in the same geographic market, including preparation of a detailed economic brief addressing the competitive impact of that merger
• Representation of publicly-held banks and thrifts in connection with their reporting and other obligations under federal securities laws
• Counseling of banks and thrifts regarding corporate governance and audit matters, including their responsibilities under the Sarbanes-Oxley Act and related interpretations of the bank and thrift regulators