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Venture Briefing: October 31, 2018 Venture Briefing: October 31, 2018

Venture Briefing: October 31, 2018

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Nasdaq CEO Says Regulation is Having Significant Impact on IPOs
The number of companies taking their businesses public so far this year may be indicative of a healthy IPO market, but according to Nasdaq CEO Adena Friedman, regulation is derailing companies' decisions to go public. Year-to-date, 160 companies have gone public on the Nasdaq, compared to 96 this time last year, she said, but in 1996, there were more than 697 IPOs.
(Source: Fox Business, 2018-10-24) Read the full article
Trump Signs Small Business Innovation Protection Act
Legislation designed to help small businesses safeguard their intellectual property with expanded education on obtaining and protecting patents was recently signed into law by President Donald Trump. The Small Business Innovation Protection Act seeks to build upon existing outreach programs run by the U.S. Small Business Administration and the U.S. Patent and Trademark Office, to better inform small businesses on domestic and international intellectual property protections.
(Source: Financial Regulation News, 2018-10-16) Read the full article
Venture Capital Firms Picking Up Shares in Secondary Buyout Market
Secondary buyouts have been a mainstay of the private equity industry for decades. In recent years, however, venture firms are increasingly picking up existing shares in secondary stock sales rather than injecting fresh capital.
(Source: PitchBook, 2018-10-26) Read the full article
Trade Group Asks Stock Exchanges to Limit Unequal Voting Rights
A trade group representing top U.S. pension funds and asset managers, including BlackRock and T. Rowe Price Group, will ask stock exchanges to limit how long companies may operate with unequal voting rights for shareholders. The move is meant as a compromise to solve one of the trickiest issues in American corporate governance, said Ken Bertsch, director of the Council of Institutional Investors, based in Washington, D.C., which organized the effort.
(Source: Reuters, 2018-10-23) Read the full article
Equity Crowdfunding a Good VC Alternative to Boost Diversity
According to recent research done by Harvard Business School, women are less than 10 percent of the entrepreneurial and venture-capital labor pool, Hispanics have been around two percent and African Americans have been less than one percent. Equity crowdfunding platform Republic CEO believes equity crowdfunding can overcome many of the challenges women and minorities have historically faced when it comes to raising venture capital for their startups.
(Source: Entrepreneur.com, 2018-10-22) Read the full article
SEC Urges Firms to Boost Accounting Controls Amid Cyber Scam Rise
The Securities and Exchange Commission is imploring public companies to consider cyber threats when implementing internal accounting controls. SEC officials recently released details of an investigative report based on the SEC Enforcement Division's probe of nine public companies that fell victim to cyber fraud and lost millions of dollars in the process.
(Source: Financial Regulation News, 2018-10-19) Read the full article
Corporate Boards Spending More Time Addressing Social Issues
While the population grows ever-more polarized around social issues, corporate boards of directors don't necessarily need to consider them, but increasingly they are doing so. In fact, in just the past year such issues have gained far more visibility in boardrooms.
(Source: CFO.com, 2018-10-17) Read the full article
Investors Have Placed $850M in Aging, Longevity Startups
Funding in the anti-aging field is at an all-time high. Investors have bet $850 million on aging and longevity startups so far this year, according to a recent CB Insights report.
(Source: Business Insider, 2018-10-26) Read the full article
Private Equity Involvement in Medical Field Raises Concerns
A respected medical journal published a research paper on its website that analyzed the effects of a business trend roiling the field of dermatology: the rapid entrance of private equity firms into the specialty by buying and running practices around the country. Furor over the publication and subsequent removal of the article has deepened a rift in the field over what some see as the "corporatization" of dermatology and other areas of medicine.
(Source: The New York Times, 2018-10-26) Read the full article
 
 
 
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Connect With Our Dealmakers at the NYC AM&AA Fall Networking Event

 

Tom Kesoglou Christ Bordoni Chase Stuart
Thomas Kesoglou Christopher Bordoni Chase Stuart

Please join us for the AM&AA New York City Chapter networking event on Thursday, November 15 from 5:30-8:30 p.m. at the offices of Ice Miller LLP at 1500 Broadway, 29th Floor. This event will include a fireside chat featuring Ariel Eckstein, Vice President of Global Clients for LinkedIn. Register here.

 

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Ice Miller has been one of the most active law firms in the private equity industry over the last decade, representing both entrepreneurs building great companies and the private equity firms and individuals that invest in them.  We have extensive experience with all types of funds (formations and operations); mezzanine and senior secured financing; leveraged buyouts, roll-ups, build-ups, and consolidations; divestitures and exits; and complex litigation on behalf of investors and privately financed companies.  In addition, over the past 10 years, Ice Miller has represented hundreds of emerging growth businesses in various industries on such matters as entity formation, capitalization, capital raising, alternative financing, intellectual property rights and protection, growth and exit strategies, corporate governance, tax matters, and many other legal issues that are critical to the growth and success of an emerging company.

Read the complete profile of the Business Group.

Anthony Aaron
Fitz Angrand
James Banister
Richard Barnhart
Samuel Beavers
Christopher Bordoni
Edward Braum
Margaret Butler
Adam Calisoff
Kristine Camron
Timothy Capen
Joshua Christie
Daniel Coman
Ryanne Bush Dent
Jack Dillon
Dustin DuBois
Stephen Edwards
Michael P. Farrell
Jenny Frasier
Eric Goodman
Jon Groff

Stephen Hackman
David Hight
Steven Humke
Michael Jordan
Josef Keglewitsch
Tom Kesoglou
Dean Leffelman
Christopher McCleary
Chris Michael
Laurie Miller
Michael Millikan
Robert Ouellette
Thomas Pampush
Megan Ryther
Audrey Schricker
Matthew Servies
Brent Showalter
Scott Snively
Dale Stackhouse
Emily Storm-Smith
Chase Stuart
John Thornburgh
Richard Thrapp

 

 
     
This publication is intended for general information purposes only and does not and is not intended to constitute legal advice.  The reader must consult with legal counsel to determine how laws or decisions discussed herein apply to the reader's specific circumstances.
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