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Financial Services

Ice Miller regularly represents clients in the financial services industry in litigation and proceedings before securities agencies and other administrative agencies, including matters relating to commercial disputes, consumer finance, fraud, insurance, mortgages, securities, trusts, restrictive covenants, and customer disputes. Among Ice Miller’s recent engagements, we have:
  • Represented a large regional bank in a consumer class action relating to data breach of over 30 million credit card numbers, and successfully defeated the motion for class certification.
  • Obtained early dismissal of putative class action lawsuit against non-bank lenders involving interpretation of short-term lending statutes.
  • Successfully defended a putative class action relating to alleged improper calculation of the interest rate on promissory notes.
  • Successfully defended a financial services company in consumer class actions relating to alleged robo-signing of affidavits in foreclosure proceedings.
  • Represented financial services clients in class action litigation under the Fair Credit Reporting Act relative to accessing credit reports.
  • Successfully defended financial institutions in class action litigation under the notice required on ATMs under the Electronic Funds Transfer Act.
  • Represented numerous clients relative to class actions and individual actions pursuant to the Telephone Consumer Protection Act.
  • Represented clients relative to interest rate swap claims.
  • Represented a large regional bank against a former officer relative to alleged fraud and embezzlement of company assets.
  • Represented hedge funds and private equity funds in recovering assets defrauded in a Ponzi Scheme exceeding tens of millions of dollars.
  • Represented a corporate receiver in claim against former directors and outside investment advisors of an insolvent company involving investments in subprime assets.
  • Represented numerous broker-dealers and other investment professionals in enforcement actions before the SEC, and state divisions of securities, and arbitration proceedings before the Financial Industry Authority, Inc.
  • Represented parties in receivership proceedings involving SEC and CFTC enforcement actions.
  • Represented a large regional bank in non-competition claims against a former officer.
  • Represented banks in lender liability lawsuits.
  • Represented a financial services company in claims asserted by customers relative to the accuracy of negative credit reporting.
  • Served as the risk mitigation team for a large national bank in matters relating to law enforcement, regulatory enforcement, and other risk mitigation.
  • Represented banks in large commercial collections matters.
  • Represented trusts, estates, and beneficiaries of trusts in all aspects of litigation including will contests, will and trust interpretation, breaches of fiduciary duty, disputed claims, and tax disputes.  
  • Represented insurance companies with respect to market conduct examinations and regulatory assessments.

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